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International Financial Securities Regulatory Commission: Education & Training


FINRA offers securities professionals some of the industry’s most valuable education and training, particularly in compliance and regulatory matters. Conferences and educational events keep you informed about regulatory and rules developments, FINRA priorities and practical guidance on compliance issues.


Conferences & Events

Sharpen your knowledge of the latest compliance news, rules and regulations at FINRA’s conferences and educational events.


Online Learning

Stay current on compliance and regulatory topics right at your desk with FINRA’s convenient online learning courses.


FINRA Institute at Wharton

High-potential executives receive rigorous instruction in securities laws and regulation.


Continuing Education

Once registered, you are required to fulfill your CE requirements within 120 days after the 2nd anniversary of your initial registration.


The International Financial Securities Regulatory Commission was established to promote investor confidence in the securities and capital markets by providing more structure and government oversight.

Published by Robert Revell , 21.07.2016 at 08:24


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